Risk Assessment Tool

The Risk Assessment Tool has been developed by Community Living Algoma of Sault Ste. Marie, Ontario, as a resource to effectively manage risk in the lives of the people they support. The Risk Assessment Tool is a supporting process which:

  1. Helps an individual identify risk in his/her life
  2. Informs the person of the potential harm associated with that risk
  3. Encourages them to make good decisions by providing good options
  4. Determines, with the help of the individual, how best to support them through those choices
  5. Accepts the decisions that the person makes.

Community Living Algoma states that:

"As greater emphasis is placed on individuals' rights, freedoms and choices, there is a danger of ignoring risk simply because it is the result of personal choice. It must be remembered that risk is risk regardless of how it becomes an issue in someone's life. It does not matter if risk is present because of the events outside of the person's control or whether it is because of a personal choice. Choice should never be seen as negating risk. Rather it must be understood that some choices have risks involved that will necessitate proper risk management.
Risk management is simply a process of identifying risks in a given situation and then finding ways to manage them so as to be reasonably sure that no harm will come of them. Risk assessment and management is something we all do daily in our own lives and perhaps do it so naturally that it goes unnoticed. When supporting individuals that may not have the ability to assess and manage risks for themselves it becomes crucial to ensure the existence of a similar process that can reasonably ensure their safety. That is where risk assessment comes in. It acts as an external process that duplicates, as naturally as possible, the process that guides actions and decisions in respect to risk."

The Risk Assessment Tool is designed to provide a process to identify risk and then to assist an adult with a developmental disability "to safely live, as they choose". The tool provides a general understanding of: What is a risk assessment?; When is a risk assessment necessary?; How is a risk assessment done?; Documentation; and How does this tool help?
C.L.A. suggests that risk assessment should be part of the personal planning process and that the team assisting the individual with their planning process would assist with the risk assessment and provide guidance for managing any identified risks. In the "Identifying Risks" section of the manual the team is provide with nine (9) various areas of personal life which are: autonomy/choice; personal income; housing; physical and mental health; safety; appearance and hygiene; relating to others; meaningful activities; and mobility. For each of the areas criteria are given; these criteria are the conditions that must exist to ensure that a person will not be at risk. The team goes through each of the areas and its criteria and through probing, consideration of the persons abilities and coping mechanisms, as well as his/her supports, etc. identifies any risks.Section three of the manual "Managing Risks" focuses on providing the risk assessment team with practical direction for managing risks. A flowchart has been developed to break the task of managing risk into logical smaller steps, ensure that the individual drives the process, and to focus on finding the most cost effective solution possible. The flowchart explores the options by way of branches, each of which deals specifically with one component of risk management and moves from least intrusive to more intrusive. They are:

  1. Listening: why has the person made the choice and is there a better way the person could get what he/she wants in a less risky manner that they are willing to try.
  2. Providing Learn Experiences: is the risk due to the person's lack of skills or experiences, if so can or will he/she manage the risk by gaining new skills?
  3. Changing the Environment: is the risk due to the persons environment and could it be eliminated through modification e.g. Installing a security system to deal with risk of a break in?
  4. Altering Supports: is the risk such that supports need to be increased or changed? Only as one of the last alternatives would the individual and his/her team consider changes to supports.
  5. Difficult Situations: is there no solution that the individual is willing to be involved in? The team is provided with a rough guide for possible solutions or options.

In section 3 the "Areas of Life" and how to determine if the criteria is met is expanded upon. In Appendix A each step of the flowchart is discussed in detail and Appendix B discusses documentation
The Risk Assessment Tool revolves around the involvement and choice of the individual regardless of his/her abilities and discusses the inclusion of all persons in the process. The tool strives to eliminate risk with the minimum amount of change to the person's life.

A second component of the Risk Assessment Tool is a condensed plain language booklet which has been developed to explain risk assessment and management to the person receiving services. The booklet is divided into 3 sections:

  • Helping You to Understand What Risk Is
  • Spotting Risk (and The Areas of Your Life To Be Looked At)
  • Managing Risk.

Within the Risk Assessment Tool reference is made to the Personal Outcome Tool. This tool is used by Accreditation Ontario in its accrediting process.

Available from:

Community Living Algoma
421 Bay Street, Suite 301
Sault Ste. Marie, Ontario
P6A 1X3
Telephone: (705) 253-1700
Fax: (705) 253-1777
E-mail: dguido@onlink.net

Contact: Dina Guido

Description of Resource: Risk Assessment Manual - 18 pages (needs binder) Risk Assessment Booklet - 7 pages (needs binder)

Approximate Cost: free except for return postage

Links: The Council on Quality and Leadership in Supports for People with Disabilities www.thecouncil.org for more information on Personal Outcome Measures.